UAE – SCA CAT 5

Securities & Commodities Authority CAT 5

Licenses are granted by Securities & Commodities Authority in Abu Dhabi under Federal Law of 2000.

CAT5 Arranging & Advise, including categories:

  • Financial Consulting
  • Financial Adviser
  • Listing Adviser
  • Introducing
  • Promotion
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License Details

Feature/Category

Arranging and Advise (CAT 5)

Type of company required to be eligible

Mainland Dubai, DIFC, ADGM

Minimum paid-up statutory capital

AED 500,000

Corporate Taxation

9%

Main requirements

• min 2 local directors (fit and proper)

• local Compliance

• local office

• External audit

Approximate Timeframe

As regards the timeframe for obtaining the license, a completed application is normally decided upon SCA approval within approximately 6 months from the date of the final filing.

Apply for Securities & Commodities Authority CAT 5 in UAE

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