UAE – SCA CAT 2

Securities & Commodities Authority CAT 2

Licenses are granted by Securities & Commodities Authority in Abu Dhabi under Federal Law of 2000.

CAT2 Dealing in Investments, including categories:

  • Investment Fund Management
  • Family Office
  • Portfolio Management
  • Fund Administration
  • Managing a profit-sharing investment account
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License Details

Feature/Category

Dealing in Investments (CAT2)

Type of company required to be eligible

Mainland Dubai, DIFC, ADGM

Minimum paid-up statutory capital

Starting AED 1 million to AED 35 million depending the category

Main requirements

• min 2 local directors (fit and proper) 

• local Compliance 

• local office

• External Audit 

• Risk Management

• Investment Operations Manager

Approximate Timeframe

As regards the timeframe for obtaining the license, a completed application is normally decided upon SCA approval within approximately 6 months from the date of the final filing.

Apply for Securities & Commodities Authority CAT 2 in UAE

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