UAE – SCA CAT 1

Securities & Commodities Authority CAT 1

Licenses are granted by Securities & Commodities Authority in Abu Dhabi under Federal Law of 2000. 

CAT1 Dealing in Securities, including categories:

  • Trading and clearing broker 
  • Global markets trading broker 
  • Unregulated derivatives and spot forex trading broker
  • Trading broker 
  • Securities dealer 
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License Details

Feature/Category

Dealing in Securities License (CAT1)

Type of company required to be eligible

Mainland Dubai, DIFC, ADGM

Minimum paid-up statutory capital

AED 30 Million

Corporate Taxation

9%

Main requirements

• min 2 local directors (fit and proper)

• local Compliance

• local office

• External Audit

• Risk Management

Approximate Timeframe

As regards the timeframe for obtaining the license, a completed application is normally decided upon SCA approval within approximately 6 months from the date of the final filing.

 

Apply for Securities & Commodities Authority CAT 1 in UAE

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