UAE – DIFC CAT 3

Dubai Financial Services AuthorityCAT 3

Licenses are granted by the Dubai Financial Services Authority (“DFSA”) to carry out the Financial service of Dealing in Investments as Principal and arranging Deals in Investments.

Get a Quote
BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE • BROKERAGE •

License Details

Feature/Category

DIFC CATEGORY License (CAT 3A STP)

Type of company required to be eligible

DIFC company

Minimum paid-up statutory capital

USD500,000

Main requirements

Physical office, qualified personnel, 1 Senior Executive Officer – UAE resident, Compliance Officer and AML Officer – UAE residents, Internal and External Audit, Accounting, Risk Management

Approximate Timeframe

As regards the timeframe for obtaining the license, a completed application is normally decided upon DFSA approval within 3-4* months from the date of the final filing.

* The timeframe to be confirmed.

Apply for Dubai Financial Services Authority CAT 3 in UAE

"*" indicates required fields

This field is for validation purposes and should be left unchanged.